Enforcement Actions Administrative

In the Matter of the Investment Adviser Registration of Panoramic Financial Advice Inc.: Reprimanded and Fined

In the Matter of the Investment Adviser Representative Registration of Shailesh Negandhi: Reprimanded and Suspended

In the Matter of the Investment Adviser Registration of Conner Management Group, LLC and the Investment Adviser Representative Registration of George Mathis Conner: Cease and Desist Order and Registration Denied

In the Matter of the Investment Adviser Registration of Wingo Asset Management, LLC: Reprimanded and Fined

In the Matter of Celsius Network, Inc., Celsius Network Limited, Celsius US Holding LLC, Celsius Network LLC, and Celsius Lending LLC: Consent Order

In the Matter of the Agent and Investment Adviser Representative Registration of Gihan Fernando: Reprimanded and Undertaking

In the Matter of Tesla Inc. LTD aka Tesla SpaceX Investments aka Tesla SpaceX Investments aka Tesla-SpaceX Invest aka Telsa SpaceX aka Telsa Space-X aka Telsa Inc. aka Tesla, Cameron Williamson, Leslie Alexander, Esther Howard, and Kristin Watson: Emergency Cease and Desist Order

In the Matter of the Dealer Registration of Masterworks Administrative Services, LLC: Reprimanded, Fined, and Undertaking

In the Matter of Arkit Capital LLC, Arkbit Capital Holdings, LLC aka ABC Holdings LLC aka ABC Mining, Paras Khivesara, Thomas Brewer, Delmar Estabrook, Nicolai C. Schou, Melita Novosel, LIbby Talbot, and Edwin O'Conner: Emergency Cease and Desist Order

In the Matter of the Dealer Registration of Roots Real Estate Investment Community I, LLC: Reprimanded and Fined